(See Overview in the Introduction for more information on the SPP.)
To provide parents, school districts (LEAs), county boards of DD and other educational agencies with a formal due process hearing procedure to resolve matters related to the identification, evaluation, educational placement or provision of a free appropriate public education (FAPE) for a child with a disability. A party requesting a due process hearing must file a due process complaint.
If the school district of residence has not sent a prior written notice to the parent regarding the subject matter contained in the parent's due process complaint, the school district must, within 10 calendar days of receiving the complaint, send to the parent a response that includes the information specified in the requirements listed below (see School District of Residence Response to a Due Process Complaint).
If the school district files a due process complaint, the parent or other party receiving a due process complaint must, within 10 calendar days of receiving the due process complaint, send to the school district a response that specifically addresses the issues raised in the complaint.
Upon receipt of a due process complaint, the Ohio Department of Education, Office for Exceptional Children will appoint an impartial hearing officer and notify each party of the appointment. If the matter proceeds to a hearing, the hearing officer will conduct the hearing and will determine the sufficiency of the due process complaint, if it is challenged by the receiving party.
If the party receiving the due process complaint believes it is not sufficient, that party must, within 15 calendar days of receiving the due process complaint, notify the hearing officer and the other party in writing.
Within five calendar days after receiving this notification of alleged insufficiency, the hearing officer must make a determination on the face of the due process complaint regarding whether the due process complaint meets the requirements of rule 3301-51-05, and must immediately notify the parties in writing of that determination. If the hearing officer determines the due process complaint is insufficient, he or she must inform the filing party why the complaint is insufficient, how to make it compliant, and how to obtain assistance in writing a complaint that is sufficient.
Within 15 days of receiving notice of the parent’s due process complaint and before initiating a due process hearing, the school district of residence must convene a resolution meeting with the parent and the relevant member or members of the IEP team. This meeting is mandatory unless both parties agree to use state mediation or agree in writing to waive the resolution meeting. If the school district files the due process complaint, a resolution meeting is not required.
If the school district has not resolved the due process complaint to the satisfaction of the parent within 30 calendar days of receiving the complaint, the due process hearing may occur.
A final decision must be reached and a copy of the decision mailed to each of the parties involved in the due process hearing not later than 45 calendar days after the 30-day resolution period expires. The 30-day resolution period may be adjusted and the 45-day timeline would start the day after one of the following takes place:
(7) Filing a due process complaint
(a) General
3301-51-05
(K) Conflict Resoluton
(10) Impartial due process hearing
(f) Exceptions to the timeline
The timeline described in paragraph (K)(10)(e) of this rule does not apply to a parent if the parent was prevented from filing a due process complaint due to:
A brief overview of the requirements that apply to a due process complaint and request for a due process hearing or an expedited due process hearing is included in the chart "Due Process Complaints: A Quick Reference Guide."
A due process hearing is requested by filing a due process complaint. A due process complaint is a written complaint filed with the child’s school district of residence. Whenever a due process complaint that meets the requirements set forth in Operating Standards for Ohio Educational Agencies Serving Children with Disabilities is received, the parents and the school district involved in the dispute must have an opportunity for an impartial due process hearing.
A due process complaint can be filed on any matters related to the identification, evaluation, or educational placement of a child, or the provision of a free appropriate public education to the child by:
The due process complaint must allege a violation that occurred not more than two years before the date the parents or public agency knew or should have known about the alleged action that the complaint is about. The federal regulations and the Operating Standards for Ohio Educational Agencies Serving Children with Disabilities provide exceptions to the two-year timeline stated in the above requirements.
The hearing officer is responsible for determining, on a case-by-case basis, exceptions to the two-year timeline, considering factors affecting whether the parents or the agency "knew" or "should have known" about the action on which the due process complaint is based.
"Misrepresentations" are not defined or clarified in the federal regulations. Such matters are within the purview of the hearing officer. If the complaining party believes that the two-year timeline should not apply, the complaining party needs to ask the hearing officer to determine whether an otherwise untimely due process complaint can proceed to a hearing based on misrepresentations by the school district or the district’s withholding of information (Federal Register, August 14, 2006, pg. 46706). The non-complaining party may want to challenge the untimely filing.
3301-51-05
(K) Conflict Resolution
(8) Due process complaint
(a) General
(b) Content of complaint
The due process complaint required in Paragraph (K)(8)(a)(i) of this rule must include:
(c) Notice required Before a hearing on a due process complaint
A party may not have a hearing on a due process complaint until the party, or the attorney representing the party, files a due process complaint that meets the requirements of paragraph (K)(8)(b) of this rule.
The federal regulations and the Operating Standards for Ohio Educational Agencies Serving Children with Disabilities set forth the specific information that must be included in a due process complaint. This information is identified in the above requirements.
The Ohio Department of Education, Office for Exceptional Children (ODE/OEC) has developed a model form for filing a due process complaint. This form, Due Process Complaint and Request for a Due Process Hearing, is not a required form but can assist complainants with providing all the required information.
This form is posted on the ODE Web site at http://education.ohio.gov, keyword search: due process forms.
The party filing the due process complaint may use the model form provided by the ODE/OEC or may prepare and submit its own complaint, so long as it contains the required information.
A party may not have a hearing on a due process complaint until a sufficient complaint is filed; that is, a due process complaint that contains all the information listed in the above requirements.
3301-51-05
(K) Conflict Resolution
(8) Due process complaint
(d) Appointment of hearing officer
Upon receipt of a request for a due process hearing, the Ohio Department of Education, Office for Exceptional Children, will appoint an impartial hearing officer from a list of attorneys maintained by the Office for Exceptional Children.
(K) Conflict Resolution
(10) Impartial due process hearing
(c) Impartial hearing officer
Upon receipt of a due process complaint, the ODE/OEC will appoint the impartial hearing officer.
If a due process complaint is withdrawn and subsequently re-filed, the original hearing officer will be reassigned to the case if the issues are substantially the same.
3301-51-05
(K) Conflict Resolution
(8) Due process complaint
(e) Sufficiency of complaint
A due process complaint is considered sufficient, that is, meeting the requirements regarding the content of the due process complaint, unless the party receiving the complaint believes the complaint does not meet the requirements and notifies the hearing officer and other party.
This notice must be provided in writing within 15 days of receiving the due process complaint and must be sent to the hearing officer and to the party filing the complaint. A copy of the notice is also sent to:
The hearing officer must determine whether the due process complaint meets the requirements no later than five calendar days after receiving the notification; he or she notifies the parties in writing of that determination on the same date the determination is made.
The hearing officer decides, based on the face of the due process complaint, whether it is legally sufficient. This means that the hearing officer may only look at what is written in the due process complaint and may not take additional evidence or testimony to make his or her decision about the sufficiency of the complaint. (Pagano, L. (2008, February). Options for dispute resolution (Module 18). Building the legacy: IDEA 2004 training curriculum. Washington, DC: National Dissemination Center for Children with Disabilities.)
(Keene v. Zelman, No. 2:06-cv-00389, United States District Court, Southern District of Ohio.)
If the hearing officer determines that the complaint is insufficient, the hearing officer must put that decision in writing. The decision by the hearing officer that the complaint is insufficient must include the following:
A notice of resources that can assist parents without attorneys in completing a due process complaint and in correcting deficiencies included in the hearing officer’s finding of insufficiency. The resources listed in the sufficiency decision shall include, but not be limited to, the identity and contact information for an ODE employee who is qualified to address the issues.
If the due process hearing request is determined to be insufficient, the filing party shall be given the options to amend the original complaint or to file a new complaint.
Note: The sufficiency requirement does not apply to expedited due process hearings. The non-filing party in an expedited due process hearing cannot challenge the sufficiency of a due process complaint.
A due process complaint can be amended only under the circumstances stated in the above requirements – if parties mutually agree in writing and are given the opportunity for a resolution meeting to resolve the amended complaint, or if a hearing officer grants permission to amend the complaint.
If the due process complaint is amended, the date on which the original due process complaint was filed also applies to the amendment. If the original due process complaint met the two-year filing deadline, the amendment will also be within the two-year filing period.
The timeline for the resolution meeting, 15 days — or seven days in the case of an expedited request — begins again and starts on the date the amended complaint is filed with the impartial due process hearing officer. The time period to resolve the due process complaint (30 days or if an expedited hearing, 15 days) begins again with the filing of the amended due process complaint.
See above requirements and Procedural Safeguards - 5.14 Resolution Process.
The 45-day timeline for the due process hearing and decision (30 days if an expedited hearing: 20 days for the expedited hearing and an additional 10 days for the decision) begins again at the end of the new resolution period.
A re-filed due process complaint is considered to be a new complaint and must meet all the requirements of a new request. A re-filed complaint has a new filing date and the timelines for the complaint begin again. See timelines at the beginning of this topic.
Note: This may mean that all or part of the new due process complaint MAY be outside the two-year limitation for filing a due process complaint and hearing request.
3301-51-05
(K) Conflict Resolution
(8) Due process complaint
(f) School district of residence response to a due process complaint
(g) Other party response to a due process
(K) Conflict Resolution
(7) Filing a due process complaint
(b) Information for parents
The school district of residence must inform the parent of any free or low-cost legal and other relevant services available in the area if:
(c) Hearing requested by someone other than parent
If a hearing has been requested by someone other than the child’s parent, the parent shall be informed in writing of the request. The parent shall be invited to participate in the proceedings and shall be provided copies of all communications between the parties.
When the parents or an agency files a due process complaint and a request for a hearing, the request is sent to the superintendent of the child’s district of residence and to the ODE/OEC. Upon receipt of a due process complaint, school district personnel should immediately:
Mail or fax a copy of the due process complaint to:
Forward a copy to the school district's attorney. (Optional)
When the parents file the due process complaint, the school district provides the parents with:
50 W. Broad Street, Suite 1400
Columbus, OH 43215-5923
(614) 466-7264; (614) 728-2553 (TTY)
Ohio Coalition for the Education of Children with Disabilities
(Parent Training and Information Center [PTI])
Ohio Coalition for the Education of Children with Disabilities
165 W. Center Street, Suite 302
Marion, OH 43302-3741
(740) 382-5452; (800) 374-2806
Educational Advocacy Services Memorial, Inc. (parent organization)
1607 Mansfield Street
Cincinnati, OH 45202
(513) 621-3032
If a county board of MR/DD or another school district or educational agency files the due process complaint notice, the school district of residence:
Upon receiving the due process complaint, the ODE/OEC appoints an impartial due process hearing officer and notifies the school district of residence and the parents or, if appropriate, other agency of the appointment.
The superintendent or designee, or the school district’s legal counsel, should contact the hearing officer and provide contact information (office phone, mailing address, e-mail address) for the individual who will be available to respond to any questions or requests from the hearing officer, throughout the hearing process.
If the due process complaint is filed by the parents and the school district of residence has not provided the parents with prior written notice regarding the issues contained in the parents’ due process complaint notice, the school district will, within 10 calendar days of receiving the complaint, forward a response that includes the following information:
Though the school district is required to provide this response, it may still assert that the parents’ or other agency’s due process complaint is insufficient.
If the due process complaint is filed by the parents, the school district immediately contacts the parents to schedule a resolution meeting within 15 days of receiving the due process complaint. See requirements and guidance in Procedural Safeguards - 5.14 Resolution Process.
The resolution meeting shall not be postponed if the school district believes that the parents' complaint is insufficient. While the period to file a sufficiency claim is the same as the period for holding the resolution meeting, parties receiving notice of a due process complaint should raise their sufficiency claims as early as possible, so the resolution period will provide a meaningful opportunity for the parties to resolve the dispute (Federal Register, August 14, 2006, pg. 46698).
If the due process complaint is filed by another school district, a county board of MR/DD or another educational agency, the school district contacts the other party to determine whether it is interested in participating in mediation offered through the ODE/OEC.
To ensure that the parents’ or other agency’s complaint accurately sets out the issues, making resolution of the complaint more likely, the school district may agree to an amendment of a due process complaint.
If the school district consents to the amendment of the parents’ or other agency’s due process complaint, it should promptly proceed (if it hasn’t already done so) to schedule a resolution meeting with the parents at a mutually agreed upon time and place. (When a due process complaint is amended, the timelines for the resolution meeting and for resolving the due process complaint begin again with the filing of the amended due process complaint.)
The school district proceeds with scheduling a resolution meeting with the parents following the requirements and guidance set forth in Procedural Safeguards - 5.14 Resolution Process.
The school district proceeds with scheduling mediation with the other agency, if it has agreed to participate in mediation. Mediation is voluntary and must be mutually agreed upon by both parties. See Procedural Safeguards - 5.11 Mediation.
If the school district and the other agency do not agree to mediation, the due process hearing occurs. See Procedural Safeguards - 5.15 Impartial Due Process Hearing.
The school district of residence should attempt to resolve disputes with parents before filing a due process complaint notice. This includes:
If all efforts at resolving a dispute with the parents have been exhausted, the school district may choose to file a due process complaint.
The superintendent and/or superintendent’s designee should meet with the school district’s legal counsel to discuss the issues involved in the dispute and to determine whether or not to file a due process complaint and request a due process hearing. (There is no requirement that the school district be represented by legal counsel in a due process hearing; however, an impartial due process hearing is a legal procedure, and it is advisable to involve the district's attorney immediately when all attempts at resolving disputes with parents or another agency regarding a child with disabilities have been unsuccessful.)
The superintendent or designee or the school district's legal counsel completes the Due Process Complaint and Request for a Due Process Hearing form. This form is posted on the ODE Web site at http://education.ohio.gov, keyword search: due process forms.
The superintendent or designee or the school district's legal counsel sends the original due process complaint and request for a hearing to the parents and faxes a copy to the ODE/OEC at (614) 728-1097, or mails it to:
Ohio Department of Education
Office for Exceptional Children, Procedural Safeguards
Attn: Due Process Coordinator
25 South Front Street Mail Stop #202
Columbus, Ohio 43215-4183
The school district provides the parents with:
50 W. Broad Street, Suite 1400
Columbus, OH 43215-5923
(614) 466-7264; (614) 728-2553 (TTY)
Ohio Coalition for the Education of Children with Disabilities
(Parent Training and Information Center [PTI])
Ohio Coalition for the Education of Children with Disabilities
165 W. Center Street, Suite 302
Marion, OH 43302-3741
(740) 382-5452; (800) 374-2806
Educational Advocacy Services Memorial, Inc. (parent organization)
1607 Mansfield Street
Cincinnati, OH 45202
(513) 621-3032
Upon receiving the due process complaint, the ODE/OEC appoints an impartial due process hearing officer and notifies the school district of residence and the parents of the appointment.
The superintendent or designee, or the school district’s legal counsel (optional), should contact the hearing officer and provide contact information (office phone, mailing address, e-mail address) for the individual who will be available for responding to any questions or requests from the hearing officer throughout the hearing process.
The school district receives a written response to its due process complaint from the parents within 10 calendar days that specifically addresses the issues raised in the school district’s due process complaint.
If the parents believe the school district’s due process complaint is not sufficient, the parents notify the impartial hearing officer as well as the school district, in writing. The parents also send a copy of the notification to the ODE/OEC within 15 calendar days of receiving the due process complaint.
The impartial hearing officer determines the sufficiency of the complaint and notifies the school district and the parents no later than five days from receiving the notice. The hearing officer notifies the parties in writing of that determination on the same date the determination is made. If the hearing officer determines the due process complaint is insufficient, the hearing officer provides the school district and parents, in writing:
If the school district chooses to re-file the complaint, it takes into consideration the impact the re-filing may have on timelines:
The school district amends its due process complaint if the other party agrees in writing to the amendment and is given the opportunity to resolve the amended complaint, or if the hearing officer grants permission to amend the complaint.
The school district files its amended due process complaint.
The school district is not required to hold a resolution meeting.
The school district, depending on the specific case, may contact the other party and express an interest in participating in mediation offered through the ODE/OEC. Mediation is voluntary and must be mutually agreed upon by both parties. See Procedural Safeguards - 5.11 Mediation.
If the school district and the other party do not agree to mediation, the due process hearing may occur. See Procedural Safeguards - 5.15 Impartial Due Process Hearing.
Note: A school district of residence may file a due process complaint and request a due process hearing with another public agency and one public agency may also file a due process complaint and request against another public agency. If a school district of residence or other public agency chooses to do so, it should contact the Due Process Coordinator at the ODE/OEC to review procedures.